Track Findings & Responses

Use the finding and response manager of Audit Standard to track the status of responses for any type of audit or exam.

Each finding allows you to document recommendations, responsibilities, due dates, and notifications to ensure important tasks are accomplished.

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Conduct Audits

Create and conduct audits with full access to the audit manager tool. Audit Pro provides the ability to document control objectives, statements and testing through a flexible framework.

Construct repeatable work programs, identify the methods you use to verify control effectiveness, and use questionnaires to efficiently gather information from responsible parties.

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Dashboards & Visuals

Review visual representations of your audits through the module dashboards.

These interactive visuals allow you to see audit and finding trends, as well as help ensure your audits do not contain any missing or incomplete data.

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Flexible Framework
 

Flexible Framework

Use Tandem's flexible framework to centrally manage audit and exam responses, regardless of the topic or who conducted it.

View the global dashboard and download documents to gain insight into findings and responses. Review reports to identify gaps and trends in individual audits, or on an enterprise scale.

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Access Roles

Assign combinations of access roles to ensure users have appropriate access to audits, findings, and request list items. Access options include varying levels of administrative, user, and read only access.

Unlike typical Excel spreadsheets and Word documents, Tandem is designed for secure, multi-user access.

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Downloads

Generate consistent and professional documents effortlessly to share with your senior management, board of directors, auditors, and examiners.

Use Tandem to easily export your audit work papers, formal observations and results, and finding response summaries. These customizable documents are available in Microsoft Word and Adobe PDF formats.

Loaded with Features

Standard

  • Manage responses on any topic regardless of who conducted it
  • Import findings in bulk to start using Tandem fast
  • Assign appropriate access roles for users to access audits and findings
  • Set target dates, schedule email reminders and log completion dates for individual findings
  • Create notes to record internal communication about the status of a finding
  • See trends in audits and findings through interactive dashboards
  • Download documents in Microsoft Word, Excel and Adobe PDF formats

Pro

  • Manage control objectives, reporting and responses on an enterprise-wide scale
  • Design custom work program templates of any size
  • Distribute audit questionnaires to the individuals responsible for the audited area
  • Schedule and send email notifications for request list items and the audit approval process
  • Require audit approval prior to finalization
  • Publish read only versions of conducted audits for the finding response process
  • Access previous audit reports for trend reporting and follow-up verification

Loaded with Features

StandardStd.

Get a Quote

Pro

Get a Quote
Oversee the finding response process for various forms of testing    
Import findings in bulk to start using Tandem fast    
Assign appropriate access roles for users to access audits and findings    
Set target dates, schedule email reminders, and log completion dates for individual findings    
Create notes to record internal communication about the status of a finding    
See trends in audits and findings through interactive dashboards    
Download documents in Microsoft Word, Excel, and Adobe PDF formats    
Manage control objectives, reporting, and responses on an enterprise-wide scale    
Design custom work program templates of any size    
Distribute audit questionnaires to the individuals responsible for the audited area    
Schedule and send email notifications for request list items and the audit approval process    
Require audit approval prior to finalization    
Publish read only versions of conducted audits for the finding response process    
Access previous audit reports for trend reporting and follow-up verification    

Are you interested in

Audit Management Software?

"Tandem is extremely easy to use. I just started in the system (in earnest) and was able to quickly navigate through the steps. It’s very logical, comprehensive and I’m hopeful it will result in easier reports and exams. It’s a phenomenal option for a bank our size."

Robin Banell
VP of Compliance, Internal Control Officer

F & M Bank in Edmond, OK

"Thanks for all that you folks do to support and improve the software. We’ve been impressed with Tandem since day one; especially the responsiveness of the support and development teams with our needs and requests for new features. Thanks for all you do."

"We are so happy to have a partner like Tandem. Your products help our community bank compete with larger, regional and national banks without the expense of a huge staff."

Chris Manus
Information Technology Manager

Citizens Bank in Carthage, TN

"If honesty and integrity are values that resonate when selecting an Information Security technology partner, then Tandem software is for your institution. Every employee on the Tandem team is committed to sustaining tools for your bank to build a custom program compliant with current regulatory guidance."

Jack Clarke
VP of Operations

First American Bank in Artesia, NM

"The Tandem Business Continuity Planning software has streamlined how we manage business continuity for our bank. Before Tandem, we lost files and had to update and make changes to a Word document. This software has helped us focus on the important aspects of business continuity and made it easier to update, train, and report to our Board of Directors."

Brandi Shiflett, EVP
Senior Operations Officer

North Dallas Bank & Trust Co in Dallas, TX

"Tandem’s Business Continuity Planning software is a strong program that integrates well with Tandem’s Vendor Management software. It provides good reports for our Board of Directors and Management. It is easy to update, and I am able to access it from anywhere… even on my phone."

James Tipton, EVP
Enterprise Risk Manager

North Dallas Bank & Trust Co. in Dallas, TX

"Tandem's Business Continuity Planning software has given us the direction we needed to establish good processes for our organization."

Ron Dittmann
VP of IT

Texas Trust Credit Union in Mansfield, TX

"Tandem is an excellent product that I highly recommend. It has helped us to fill the gaps regarding our BCP and Risk Assessments. It was a major help with our last NCUA exam with the addition of the ACET request list. I have nothing but great things to say about Tandem!"

Crystal Woodward-Smith
Compliance Officer

Hope Federal Credit Union in Jackson, MS

"First, I want to thank Tandem for being such a great partner of ours. We are extremely grateful for the tools you have provided. Particularly, your BCP program and the employee alert system. As of right now that is our main communication system for most of our employees."

"Tandem Vendor Management has made the process for collecting and tracking documents a breeze. The Vendor Management system is easy to use, yet quite powerful software. The software has saved us time from old spreadsheets and a manual vendor review process. I would highly recommend any organization to this system."

Kyle Moreland
Compliance Officer

Johnson City Bank in Johnson City, TX

Frequently Asked Questions

What types of testing can I manage in Tandem?

Use Tandem Audit Management for any audit, exam, review, etc. where a documented response would be valuable or is required. This includes, but is not limited to:

Security controls include:

  • Regulatory Compliance Audits
  • Information Technology (IT) Audits
  • Safety and Soundness Audits
  • Internal Lending Reviews
  • BSA Audits
  • Internal and External Audits
  • Regulatory Examinations

What support options are available?

Tandem Support is available 8:00 AM – 5:00 PM (CT), Monday through Friday to answer your questions about Tandem application features.

For help with the contents of your audit management program, check out our partners who can provide audit management consulting. You are also invited to attend our annual KEYS conference to connect with other users and learn from Tandem experts.

What training options are available?

Tandem is pleased to offer complimentary training webinars each month for our customers. These webinars are recorded and available on-demand.

A Knowledge Base is available with articles to help you learn about Tandem. You can stay up-to-date on our latest features by subscribing to our Software Update emails.

Product training is also available by request for an additional fee.

Will my data be secure?

Yes. Tandem maintains high marks through the following testing: SSAE 18 SOC 1 Type 2, internal audits and assessments, quarterly penetration tests.

Security controls include:

  • Secure data transmission between your browser and your servers
  • Data encrypted at rest using AES-256
  • User passwords are hashed and salted
  • Datacenter protected by firewall and intrusion detection/prevention systems (IDS/IPS)
  • Redundant internet connections
  • Multifactor authentication options
  • Single Sign On (SSO) integration using SAML 2.0
  • IP address restrictions
  • User activity log
  • User access roles/restrictions

How is Tandem installed and updated?

Tandem products are delivered via the internet as Software-as-a-Service (SaaS) applications. Tandem can be accessed from any device with a modern web browser. No software installation or special equipment is required.

New features and updates are included with your annual subscription and are automatically available. Each new feature is documented in our Software Updates blog.

Does this product integrate with other Tandem products?

Yes. All Tandem products are available under the same secure website.

Controls from Tandem Risk Assessment can optionally be associated with audits.

Vendor contacts from Tandem Vendor Management can be associated as the conductor of the audit.

Can I manage accounts for multiple companies?

Yes. With a single login you can manage several companies' audits (requires a subscription for each company).

Ready to see what Tandem can do for you?